Overview
Client Due Diligence Analyst, Commodities Broker Jobs in Singapore, Singapore at Roly Recruitment
Title: Client Due Diligence Analyst, Commodities Broker
Company: Roly Recruitment
Location: Singapore, Singapore
New opportunity within a regional CDD team covering Japan, Korea, Greater China, Singapore, ASEAN and Australian client on-boarding.
The team perform CDD across a range of new and existing counterparties, including energy and mining firms, corporates, traders and institutional investors. This can include enhanced due diligence where applicable.
Responsibilities
- Undertake sanction, PEP and AML screening
- Obtain background information on clients through on-line research and other relevant sources
- Work closely and in a timely manner with brokers and clients directly as part of the on-boarding process
- Review Client Due Diligence information held on existing clients to identify gaps and obtain missing documentation
- Record account status and approval information in the appropriate databases/spreadsheets
- Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and relevant Quality Assurance member of team
- Identify reputational risk issues, specifically the risk of harm to client interests, market integrity and/or competition in financial markets due to inappropriate practices or behaviours across the firm
Skills Required
- Minimum of 3 years experience of working in a CDD role within a financial services
- Quality Assurance experience is beneficial
- Previous experience of working directly with Front Office stakeholders
- Working knowledge of Singapore anti-money laundering requirements
If you are interested in this opportunity, please contact Simon Bradbury – [email protected]
